PRIVACY POLICY
Stonebridge Wealth Management, LLC (“SWM”) Privacy Policy
SWM is committed to client confidentiality and to protect your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. "Personal information" refers to the nonpublic financial information obtained by [Advisor] in connection with
carrying out our services.
Information We Collect
SWM collects personal information as part of our relationship to you, to provide client services and fulfill legal and regulatory requirements. The type of information [Advisor] collects may include:
- Information SWM receives from you on forms (such as name, address, Social Security number, profile documents, assets and income);
- Information you provide SWM directly about your personal finances or personal circumstances or which SWM may receive from brokerage statements or other information you authorize SWM to receive.
Information Disclosed In Administering Products and Services
SWM will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. SWM does not sell any personal information about you to any third party. SWM will not disclose personal information without your authorization, except as required or permitted by law.
Procedures to Protect Confidentiality and Security of Your Personal Information
SWM has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. In addition, SWM maintains physical, electronic and procedural safeguards to guard your non-public personal information.
SWM will update its policy and procedures when necessary to ensure that your privacy is maintained and that SWM conducts business in a way that fulfills our commitment to you. If SWM makes any material changes in its privacy policy, we will make that information available to clients through our Web site and/or other communications.
